第1章

类别:其他 作者:Jean-Jacques Rousseau字数:28863更新时间:19/01/03 15:45:02
Rousseau:SocialContract:BookIBOOKIIMEANtoinquireif,inthecivilorder,therecanbeanysureandlegitimateruleofadministration,menbeingtakenastheyareandlawsastheymightbe。InthisinquiryIshallendeavouralwaystounitewhatrightsanctionswithwhatisprescribedbyinterest,inorderthatjusticeandutilitymayinnocasebedivided。 Ienteruponmytaskwithoutprovingtheimportanceofthesubject。 IshallbeaskedifIamaprinceoralegislator,towriteonpolitics。 IanswerthatIamneither,andthatiswhyIdoso。IfIwereaprinceoralegislator,Ishouldnotwastetimeinsayingwhatwantsdoing;I shoulddoit,orholdmypeace。 AsIwasbornacitizenofafreeState,andamemberoftheSovereign,Ifeelthat,howeverfeebletheinfluencemyvoicecanhaveonpublicaffairs,therightofvotingonthemmakesitmydutytostudythem:andIamhappy,whenIreflectupongovernments,tofindmyinquiriesalwaysfurnishmewithnewreasonsforlovingthatofmyowncountry。1。SUBJECTOFTHEFIRSTBOOKMANisbornfree;andeverywhereheisinchains。Onethinkshimselfthemasterofothers,andstillremainsagreaterslavethanthey。Howdidthischangecomeabout?Idonotknow。 Whatcanmakeitlegitimate?ThatquestionIthinkIcananswer。 IfItookintoaccountonlyforce,andtheeffectsderivedfromit,Ishouldsay:\"Aslongasapeopleiscompelledtoobey,andobeys,itdoeswell;assoonasitcanshakeofftheyoke,andshakesitoff,itdoesstillbetter;for,regainingitslibertybythesamerightastookitaway,eitheritisjustifiedinresumingit,ortherewasnojustificationforthosewhotookitaway。\"Butthesocialorderisasacredrightwhichisthebasisofallotherrights。Nevertheless,thisrightdoesnotcomefromnature,andmustthereforebefoundedonconventions。Beforecomingtothat,IhavetoprovewhatIhavejustasserted。2。THEFIRSTSOCIETIESTHEmostancientofallsocieties,andtheonlyonethatisnatural,isthefamily:andevensothechildrenremainattachedtothefatheronlysolongastheyneedhimfortheirpreservation。 Assoonasthisneedceases,thenaturalbondisdissolved。Thechildren,releasedfromtheobediencetheyowedtothefather,andthefather,releasedfromthecareheowedhischildren,returnequallytoindependence。Iftheyremainunited,theycontinuesonolongernaturally,butvoluntarily; andthefamilyitselfisthenmaintainedonlybyconvention。 Thiscommonlibertyresultsfromthenatureofman。Hisfirstlawistoprovideforhisownpreservation,hisfirstcaresarethosewhichheowestohimself;and,assoonashereachesyearsofdiscretion,heisthesolejudgeofthepropermeansofpreservinghimself,andconsequentlybecomeshisownmaster。 Thefamilythenmaybecalledthefirstmodelofpoliticalsocieties: therulercorrespondstothefather,andthepeopletothechildren;andall,beingbornfreeandequal,alienatetheirlibertyonlyfortheirownadvantage。Thewholedifferenceisthat,inthefamily,theloveofthefatherforhischildrenrepayshimforthecarehetakesofthem,while,intheState,thepleasureofcommandingtakestheplaceofthelovewhichthechiefcannothaveforthepeoplesunderhim。 Grotiusdeniesthatallhumanpowerisestablishedinfavourofthegoverned,andquotesslaveryasanexample。Hisusualmethodofreasoningisconstantlytoestablishrightbyfact。1Itwouldbepossibletoemployamorelogicalmethod,butnonecouldbemorefavourabletotyrants。 Itisthen,accordingtoGrotius,doubtfulwhetherthehumanracebelongstoahundredmen,orthathundredmentothehumanrace:and,throughouthisbook,heseemstoinclinetotheformeralternative,whichisalsotheviewofHobbes。Onthisshowing,thehumanspeciesisdividedintosomanyherdsofcattle,eachwithitsruler,whokeepsguardoverthemforthepurposeofdevouringthem。 Asashepherdisofanaturesuperiortothatofhisflock,theshepherdsofmen,i。e。,theirrulers,areofanaturesuperiortothatofthepeoplesunderthem。Thus,Philotellsus,theEmperorCaligulareasoned,concludingequallywelleitherthatkingsweregods,orthatmenwerebeasts。 ThereasoningofCaligulaagreeswiththatofHobbesandGrotius。Aristotle,beforeanyofthem,hadsaidthatmenarebynomeansequalnaturally,butthatsomearebornforslavery,andothersfordominion。 Aristotlewasright;buthetooktheeffectforthecause。Nothingcanbemorecertainthanthateverymanborninslaveryisbornforslavery。 Slavesloseeverythingintheirchains,eventhedesireofescapingfromthem:theylovetheirservitude,asthecomradesofUlysseslovedtheirbrutishcondition。2Ifthenthereareslavesbynature,itisbecausetherehavebeenslavesagainstnature。 Forcemadethefirstslaves,andtheircowardiceperpetuatedthecondition。 IhavesaidnothingofKingAdam,orEmperorNoah,fatherofthethreegreatmonarchswhosharedouttheuniverse,likethechildrenofSaturn,whomsomescholarshaverecognisedinthem。Itrusttogettingduethanksformymoderation;for,beingadirectdescendantofoneoftheseprinces,perhapsoftheeldestbranch,howdoIknowthataverificationoftitlesmightnotleavemethelegitimatekingofthehumanrace?Inanycase,therecanbenodoubtthatAdamwassovereignoftheworld,asRobinsonCrusoewasofhisisland,aslongashewasitsonlyinhabitant;andthisempirehadtheadvantagethatthemonarch,safeonhisthrone,hadnorebellions,wars,orconspiratorstofear。3。THERIGHTOFTHESTRONGESTTHEstrongestisneverstrongenoughtobealwaysthemaster,unlesshetransformsstrengthintoright,andobedienceintoduty。Hencetherightofthestrongest,which,thoughtoallseemingmeantironically,isreallylaiddownasafundamentalprinciple。 Butarewenevertohaveanexplanationofthisphrase?Forceisaphysicalpower,andIfailtoseewhatmoraleffectitcanhave。Toyieldtoforceisanactofnecessity,notofwill?atthemost,anactofprudence。 Inwhatsensecanitbeaduty? Supposeforamomentthatthisso-called\"right\"exists。Imaintainthatthesoleresultisamassofinexplicablenonsense。For,ifforcecreatesright,theeffectchangeswiththecause:everyforcethatisgreaterthanthefirstsucceedstoitsright。Assoonasitispossibletodisobeywithimpunity,disobedienceislegitimate;and,thestrongestbeingalwaysintheright,theonlythingthatmattersistoactsoastobecomethestrongest。Butwhatkindofrightisthatwhichperisheswhenforcefails? Ifwemustobeyperforce,thereisnoneedtoobeybecauseweought;andifwearenotforcedtoobey,weareundernoobligationtodoso。Clearly,theword\"right\"addsnothingtoforce:inthisconnection,itmeansabsolutelynothing。 Obeythepowersthatbe。Ifthismeansyieldtoforce,itisagoodprecept,butsuperfluous:Icananswerforitsneverbeingviolated。AllpowercomesfromGod,Iadmit;butsodoesallsickness:doesthatmeanthatweareforbiddentocallinthedoctor?Abrigandsurprisesmeattheedgeofawood:mustInotmerelysurrendermypurseoncompulsion; but,evenifIcouldwithholdit,amIinconscienceboundtogiveitup? Forcertainlythepistolheholdsisalsoapower。 Letusthenadmitthatforcedoesnotcreateright,andthatweareobligedtoobeyonlylegitimatepowers。Inthatcase,myoriginalquestionrecurs。4。SLAVERYSINCEnomanhasanaturalauthorityoverhisfellow,andforcecreatesnoright,wemustconcludethatconventionsformthebasisofalllegitimateauthorityamongmen。 Ifanindividual,saysGrotius,canalienatehislibertyandmakehimselftheslaveofamaster,whycouldnotawholepeopledothesameandmakeitselfsubjecttoaking?Thereareinthispassageplentyofambiguouswordswhichwouldneedexplaining;butletusconfineourselvestothewordalienate。Toalienateistogiveortosell。Now,amanwhobecomestheslaveofanotherdoesnotgivehimself;hesellshimself,attheleastforhissubsistence:butforwhatdoesapeoplesellitself? Akingissofarfromfurnishinghissubjectswiththeirsubsistencethathegetshisownonlyfromthem;and,accordingtoRabelais,kingsdonotliveonnothing。Dosubjectsthengivetheirpersonsonconditionthatthekingtakestheirgoodsalso?Ifailtoseewhattheyhavelefttopreserve。 Itwillbesaidthatthedespotassureshissubjectsciviltranquillity。 Granted;butwhatdotheygain,ifthewarshisambitionbringsdownuponthem,hisinsatiableavidity,andthevexationsconductofhisministerspressharderonthemthantheirowndissensionswouldhavedone?Whatdotheygain,iftheverytranquillitytheyenjoyisoneoftheirmiseries? Tranquillityisfoundalsoindungeons;butisthatenoughtomakethemdesirableplacestolivein?TheGreeksimprisonedinthecaveoftheCyclopslivedthereverytranquilly,whiletheywereawaitingtheirturntobedevoured。 Tosaythatamangiveshimselfgratuitously,istosaywhatisabsurdandinconceivable;suchanactisnullandillegitimate,fromthemerefactthathewhodoesitisoutofhismind。Tosaythesameofawholepeopleistosupposeapeopleofmadmen;andmadnesscreatesnoright。 Evenifeachmancouldalienatehimself,hecouldnotalienatehischildren: theyarebornmenandfree;theirlibertybelongstothem,andnoonebuttheyhastherighttodisposeofit。Beforetheycometoyearsofdiscretion,thefathercan,intheirname,laydownconditionsfortheirpreservationandwell-being,buthecannotgivethemirrevocablyandwithoutconditions: suchagiftiscontrarytotheendsofnature,andexceedstherightsofpaternity。Itwouldthereforebenecessary,inordertolegitimiseanarbitrarygovernment,thatineverygenerationthepeopleshouldbeinapositiontoacceptorrejectit;but,werethisso,thegovernmentwouldbenolongerarbitrary。 Torenouncelibertyistorenouncebeingaman,tosurrendertherightsofhumanityandevenitsduties。Forhimwhorenounceseverythingnoindemnityispossible。Sucharenunciationisincompatiblewithman’snature;toremovealllibertyfromhiswillistoremoveallmoralityfromhisacts。 Finally,itisanemptyandcontradictoryconventionthatsetsup,ontheoneside,absoluteauthority,and,ontheother,unlimitedobedience。Isitnotclearthatwecanbeundernoobligationtoapersonfromwhomwehavetherighttoexacteverything?Doesnotthisconditionalone,intheabsenceofequivalenceorexchange,initselfinvolvethenullityoftheact?Forwhatrightcanmyslavehaveagainstme,whenallthathehasbelongstome,and,hisrightbeingmine,thisrightofmineagainstmyselfisaphrasedevoidofmeaning? Grotiusandtherestfindinwaranotheroriginfortheso-calledrightofslavery。Thevictorhaving,astheyhold,therightofkillingthevanquished,thelattercanbuybackhislifeatthepriceofhisliberty;andthisconventionisthemorelegitimatebecauseitistotheadvantageofbothparties。 Butitisclearthatthissupposedrighttokilltheconqueredisbynomeansdeduciblefromthestateofwar。Men,fromthemerefactthat,whiletheyarelivingintheirprimitiveindependence,theyhavenomutualrelationsstableenoughtoconstituteeitherthestateofpeaceorthestateofwar,cannotbenaturallyenemies。Warisconstitutedbyarelationbetweenthings,andnotbetweenpersons;and,asthestateofwarcannotariseoutofsimplepersonalrelations,butonlyoutofrealrelations,privatewar,orwarofmanwithman,canexistneitherinthestateofnature,wherethereisnoconstantproperty,norinthesocialstate,whereeverythingisundertheauthorityofthelaws。 Individualcombats,duelsandencounters,areactswhichcannotconstituteastate;whiletheprivatewars,authorisedbytheEstablishmentsofLouisIX,KingofFrance,andsuspendedbythePeaceofGod,areabusesoffeudalism,initselfanabsurdsystemifevertherewasone,andcontrarytotheprinciplesofnaturalrightandtoallgoodpolity。 Warthenisarelation,notbetweenmanandman,butbetweenStateandState,andindividualsareenemiesonlyaccidentally,notasmen,norevenascitizens,3butassoldiers;notasmembersoftheircountry,butasitsdefenders。Finally,eachStatecanhaveforenemiesonlyotherStates,andnotmen;forbetweenthingsdisparateinnaturetherecanbenorealrelation。 Furthermore,thisprincipleisinconformitywiththeestablishedrulesofalltimesandtheconstantpracticeofallcivilisedpeoples。Declarationsofwarareintimationslesstopowersthantotheirsubjects。Theforeigner,whetherking,individual,orpeople,whorobs,killsordetainsthesubjects,withoutdeclaringwarontheprince,isnotanenemy,butabrigand。Eveninrealwar,ajustprince,whilelayinghands,intheenemy’scountry,onallthatbelongstothepublic,respectsthelivesandgoodsofindividuals: herespectsrightsonwhichhisownarefounded。TheobjectofthewarbeingthedestructionofthehostileState,theothersidehasarighttokillitsdefenders,whiletheyarebearingarms;butassoonastheylaythemdownandsurrender,theyceasetobeenemiesorinstrumentsoftheenemy,andbecomeoncemoremerelymen,whoselifenoonehasanyrighttotake。SometimesitispossibletokilltheStatewithoutkillingasingleoneofitsmembers;andwargivesnorightwhichisnotnecessarytothegainingofitsobject。TheseprinciplesarenotthoseofGrotius:theyarenotbasedontheauthorityofpoets,butderivedfromthenatureofrealityandbasedonreason。 Therightofconquesthasnofoundationotherthantherightofthestrongest。Ifwardoesnotgivetheconquerortherighttomassacretheconqueredpeoples,therighttoenslavethemcannotbebaseduponarightwhichdoesnotexist。Noonehasarighttokillanenemyexceptwhenhecannotmakehimaslave,andtherighttoenslavehimcannotthereforebederivedfromtherighttokillhim。Itisaccordinglyanunfairexchangetomakehimbuyatthepriceofhislibertyhislife,overwhichthevictorholdsnoright。Isitnotclearthatthereisaviciouscircleinfoundingtherightoflifeanddeathontherightofslavery,andtherightofslaveryontherightoflifeanddeath? Evenifweassumethisterriblerighttokilleverybody,Imaintainthataslavemadeinwar,oraconqueredpeople,isundernoobligationtoamaster,excepttoobeyhimasfarasheiscompelledtodoso。Bytakinganequivalentforhislife,thevictorhasnotdonehimafavour; insteadofkillinghimwithoutprofit,hehaskilledhimusefully。Sofarthenishefromacquiringoverhimanyauthorityinadditiontothatofforce,thatthestateofwarcontinuestosubsistbetweenthem:theirmutualrelationistheeffectofit,andtheusageoftherightofwardoesnotimplyatreatyofpeace。Aconventionhasindeedbeenmade;butthisconvention,sofarfromdestroyingthestateofwar,presupposesitscontinuance。 So,fromwhateveraspectweregardthequestion,therightofslaveryisnullandvoid,notonlyasbeingillegitimate,butalsobecauseitisabsurdandmeaningless。Thewordsslaveandrightcontradicteachother,andaremutuallyexclusive。Itwillalwaysbeequallyfoolishforamantosaytoamanortoapeople:\"Imakewithyouaconventionwhollyatyourexpenseandwhollytomyadvantage;IshallkeepitaslongasIlike,andyouwillkeepitaslongasIlike。\"5。THATWEMUSTALWAYSGOBACKTOAFIRSTCONVENTIONEVENifIgrantedallthatI havebeenrefuting,thefriendsofdespotismwouldbenobetteroff。Therewillalwaysbeagreatdifferencebetweensubduingamultitudeandrulingasociety。Evenifscatteredindividualsweresuccessivelyenslavedbyoneman,howevernumeroustheymightbe,Istillseenomorethanamasterandhisslaves,andcertainlynotapeopleanditsruler;Iseewhatmaybetermedanaggregation,butnotanassociation;thereisasyetneitherpublicgoodnorbodypolitic。Themaninquestion,evenifhehasenslavedhalftheworld,isstillonlyanindividual;hisinterest,apartfromthatofothers,isstillapurelyprivateinterest。Ifthissamemancomestodie,hisempire,afterhim,remainsscatteredandwithoutunity,asanoakfallsanddissolvesintoaheapofasheswhenthefirehasconsumedit。 Apeople,saysGrotius,cangiveitselftoaking。Then,accordingtoGrotius,apeopleisapeoplebeforeitgivesitself。Thegiftisitselfacivilact,andimpliespublicdeliberation。Itwouldbebetter,beforeexaminingtheactbywhichapeoplegivesitselftoaking,toexaminethatbywhichithasbecomeapeople;forthisact,beingnecessarilypriortotheother,isthetruefoundationofsociety。 Indeed,iftherewerenopriorconvention,where,unlesstheelectionwereunanimous,wouldbetheobligationontheminoritytosubmittothechoiceofthemajority?Howhaveahundredmenwhowishforamastertherighttovoteonbehalfoftenwhodonot?Thelawofmajorityvotingisitselfsomethingestablishedbyconvention,andpresupposesunanimity,ononeoccasionatleast。6。THESOCIALCOMPACTISUPPOSEmentohavereachedthepointatwhichtheobstaclesinthewayoftheirpreservationinthestateofnatureshowtheirpowerofresistancetobegreaterthantheresourcesatthedisposalofeachindividualforhismaintenanceinthatstate。Thatprimitiveconditioncanthensubsistnolonger;andthehumanracewouldperishunlessitchangeditsmannerofexistence。 But,asmencannotengendernewforces,butonlyuniteanddirectexistingones,theyhavenoothermeansofpreservingthemselvesthantheformation,byaggregation,ofasumofforcesgreatenoughtoovercometheresistance。 Thesetheyhavetobringintoplaybymeansofasinglemotivepower,andcausetoactinconcert。 Thissumofforcescanariseonlywhereseveralpersonscometogether: but,astheforceandlibertyofeachmanarethechiefinstrumentsofhisself-preservation,howcanhepledgethemwithoutharminghisowninterests,andneglectingthecareheowestohimself?Thisdifficulty,initsbearingonmypresentsubject,maybestatedinthefollowingterms: \"Theproblemistofindaformofassociationwhichwilldefendandprotectwiththewholecommonforcethepersonandgoodsofeachassociate,andinwhicheach,whileunitinghimselfwithall,maystillobeyhimselfalone,andremainasfreeasbefore。\"ThisisthefundamentalproblemofwhichtheSocialContractprovidesthesolution。 Theclausesofthiscontractaresodeterminedbythenatureoftheactthattheslightestmodificationwouldmakethemvainandineffective; sothat,althoughtheyhaveperhapsneverbeenformallysetforth,theyareeverywherethesameandeverywheretacitlyadmittedandrecognised,until,ontheviolationofthesocialcompact,eachregainshisoriginalrightsandresumeshisnaturalliberty,whilelosingtheconventionallibertyinfavourofwhichherenouncedit。 Theseclauses,properlyunderstood,maybereducedtoone?thetotalalienationofeachassociate,togetherwithallhisrights,tothewholecommunity;for,inthefirstplace,aseachgiveshimselfabsolutely,theconditionsarethesameforall;and,thisbeingso,noonehasanyinterestinmakingthemburdensometoothers。 Moreover,thealienationbeingwithoutreserve,theunionisasperfectasitcanbe,andnoassociatehasanythingmoretodemand:for,iftheindividualsretainedcertainrights,astherewouldbenocommonsuperiortodecidebetweenthemandthepublic,each,beingononepointhisownjudge,wouldasktobesoonall;thestateofnaturewouldthuscontinue,andtheassociationwouldnecessarilybecomeinoperativeortyrannical。 Finally,eachman,ingivinghimselftoall,giveshimselftonobody; andasthereisnoassociateoverwhomhedoesnotacquirethesamerightasheyieldsothersoverhimself,hegainsanequivalentforeverythingheloses,andanincreaseofforceforthepreservationofwhathehas。 Ifthenwediscardfromthesocialcompactwhatisnotofitsessence,weshallfindthatitreducesitselftothefollowingterms: \"Eachofusputshispersonandallhispowerincommonunderthesupremedirectionofthegeneralwill,and,inourcorporatecapacity,wereceiveeachmemberasanindivisiblepartofthewhole。\" Atonce,inplaceoftheindividualpersonalityofeachcontractingparty,thisactofassociationcreatesamoralandcollectivebody,composedofasmanymembersastheassemblycontainsvotes,andreceivingfromthisactitsunity,itscommonidentity,itslifeanditswill。Thispublicperson,soformedbytheunionofallotherpersonsformerlytookthenameofcity,4andnowtakesthatofRepublicorbodypolitic;itiscalledbyitsmembersStatewhenpassive。Sovereignwhenactive,andPowerwhencomparedwithotherslikeitself。Thosewhoareassociatedinittakecollectivelythenameofpeople,andseverallyarecalledcitizens,assharinginthesovereignpower,andsubjects,asbeingunderthelawsoftheState。Butthesetermsareoftenconfusedandtakenoneforanother:itisenoughtoknowhowtodistinguishthemwhentheyarebeingusedwithprecision。7。THESOVEREIGNTHISformulashowsusthattheactofassociationcomprisesamutualundertakingbetweenthepublicandtheindividuals,andthateachindividual,inmakingacontract,aswemaysay,withhimself,isboundinadoublecapacity;asamemberoftheSovereignheisboundtotheindividuals,andasamemberoftheStatetotheSovereign。Butthemaximofcivilright,thatnooneisboundbyundertakingsmadetohimself,doesnotapplyinthiscase;forthereisagreatdifferencebetweenincurringanobligationtoyourselfandincurringonetoawholeofwhichyouformapart。 Attentionmustfurtherbecalledtothefactthatpublicdeliberation,whilecompetenttobindallthesubjectstotheSovereign,becauseofthetwodifferentcapacitiesinwhicheachofthemmayberegarded,cannot,fortheoppositereason,bindtheSovereigntoitself;andthatitisconsequentlyagainstthenatureofthebodypoliticfortheSovereigntoimposeonitselfalawwhichitcannotinfringe。Beingabletoregarditselfinonlyonecapacity,itisinthepositionofanindividualwhomakesacontractwithhimself;andthismakesitclearthatthereneitherisnorcanbeanykindoffundamentallawbindingonthebodyofthepeople?noteventhesocialcontractitself。Thisdoesnotmeanthatthebodypoliticcannotenterintoundertakingswithothers,providedthecontractisnotinfringedbythem;forinrelationtowhatisexternaltoit,itbecomesasimplebeing,anindividual。 ButthebodypoliticortheSovereign,drawingitsbeingwhollyfromthesanctityofthecontract,canneverbinditself,eventoanoutsider,todoanythingderogatorytotheoriginalact,forinstance,toalienateanypartofitself,ortosubmittoanotherSovereign。Violationoftheactbywhichitexistswouldbeself-annihilation;andthatwhichisitselfnothingcancreatenothing。 Assoonasthismultitudeissounitedinonebody,itisimpossibletooffendagainstoneofthememberswithoutattackingthebody,andstillmoretooffendagainstthebodywithoutthemembersresentingit。Dutyandinterestthereforeequallyobligethetwocontractingpartiestogiveeachotherhelp;andthesamemenshouldseektocombine,intheirdoublecapacity,alltheadvantagesdependentuponthatcapacity。 Again,theSovereign,beingformedwhollyoftheindividualswhocomposeit,neitherhasnorcanhaveanyinterestcontrarytotheirs;andconsequentlythesovereignpowerneedgivenoguaranteetoitssubjects,becauseitisimpossibleforthebodytowishtohurtallitsmembers。Weshallalsoseelateronthatitcannothurtanyinparticular。TheSovereign,merelybyvirtueofwhatitis,isalwayswhatitshouldbe。 This,however,isnotthecasewiththerelationofthesubjectstotheSovereign,which,despitethecommoninterest,wouldhavenosecuritythattheywouldfulfiltheirundertakings,unlessitfoundmeanstoassureitselfoftheirfidelity。 Infact,eachindividual,asaman,mayhaveaparticularwillcontraryordissimilartothegeneralwillwhichhehasasacitizen。Hisparticularinterestmayspeaktohimquitedifferentlyfromthecommoninterest:hisabsoluteandnaturallyindependentexistencemaymakehimlookuponwhatheowestothecommoncauseasagratuitouscontribution,thelossofwhichwilldolessharmtoothersthanthepaymentofitisburdensometohimself; and,regardingthemoralpersonwhichconstitutestheStateasapersonaficta,becausenotaman,hemaywishtoenjoytherightsofcitizenshipwithoutbeingreadytofulfilthedutiesofasubject。Thecontinuanceofsuchaninjusticecouldnotbutprovetheundoingofthebodypolitic。 Inorderthenthatthesocialcompactmaynotbeanemptyformula,ittacitlyincludestheundertaking,whichalonecangiveforcetotherest,thatwhoeverrefusestoobeythegeneralwillshallbecompelledtodosobythewholebody。Thismeansnothinglessthanthathewillbeforcedtobefree;forthisistheconditionwhich,bygivingeachcitizentohiscountry,secureshimagainstallpersonaldependence。Inthisliesthekeytotheworkingofthepoliticalmachine;thisalonelegitimisescivilundertakings,which,withoutit,wouldbeabsurd,tyrannical,andliabletothemostfrightfulabuses。8。THECIVILSTATETHEpassagefromthestateofnaturetothecivilstateproducesaveryremarkablechangeinman,bysubstitutingjusticeforinstinctinhisconduct,andgivinghisactionsthemoralitytheyhadformerlylacked。Thenonly,whenthevoiceofdutytakestheplaceofphysicalimpulsesandrightofappetite,doesman,whosofarhadconsideredonlyhimself,findthatheisforcedtoactondifferentprinciples,andtoconsulthisreasonbeforelisteningtohisinclinations。 Although,inthisstate,hedepriveshimselfofsomeadvantageswhichhegotfromnature,hegainsinreturnotherssogreat,hisfacultiesaresostimulatedanddeveloped,hisideassoextended,hisfeelingssoennobled,andhiswholesoulsouplifted,that,didnottheabusesofthisnewconditionoftendegradehimbelowthatwhichheleft,hewouldbeboundtoblesscontinuallythehappymomentwhichtookhimfromitforever,and,insteadofastupidandunimaginativeanimal,madehimanintelligentbeingandaman。 Letusdrawupthewholeaccountintermseasilycommensurable。Whatmanlosesbythesocialcontractishisnaturallibertyandanunlimitedrighttoeverythinghetriestogetandsucceedsingetting;whathegainsiscivillibertyandtheproprietorshipofallhepossesses。Ifwearetoavoidmistakeinweighingoneagainsttheother,wemustclearlydistinguishnaturalliberty,whichisboundedonlybythestrengthoftheindividual,fromcivilliberty,whichislimitedbythegeneralwill;andpossession,whichismerelytheeffectofforceortherightofthefirstoccupier,fromproperty,whichcanbefoundedonlyonapositivetitle。 Wemight,overandaboveallthis,add,towhatmanacquiresinthecivilstate,moralliberty,whichalonemakeshimtrulymasterofhimself; forthemereimpulseofappetiteisslavery,whileobediencetoalawwhichweprescribetoourselvesisliberty。ButIhavealreadysaidtoomuchonthishead,andthephilosophicalmeaningofthewordlibertydoesnotnowconcernus。9。REALPROPERTYEACHmemberofthecommunitygiveshimselftoit,atthemomentofitsfoundation,justasheis,withalltheresourcesathiscommand,includingthegoodshepossesses。Thisactdoesnotmakepossession,inchanginghands,changeitsnature,andbecomepropertyinthehandsoftheSovereign;but,astheforcesofthecityareincomparablygreaterthanthoseofanindividual,publicpossessionisalso,infact,strongerandmoreirrevocable,withoutbeinganymorelegitimate,atanyratefromthepointofviewofforeigners。FortheState,inrelationtoitsmembers,ismasterofalltheirgoodsbythesocialcontract,which,withintheState,isthebasisofallrights;but,inrelationtootherpowers,itissoonlybytherightofthefirstoccupier,whichitholdsfromitsmembers。 Therightofthefirstoccupier,thoughmorerealthantherightofthestrongest,becomesarealrightonlywhentherightofpropertyhasalreadybeenestablished。Everymanhasnaturallyarighttoeverythingheneeds;butthepositiveactwhichmakeshimproprietorofonethingexcludeshimfromeverythingelse。Havinghisshare,heoughttokeeptoit,andcanhavenofurtherrightagainstthecommunity。Thisiswhytherightofthefirstoccupier,whichinthestateofnatureissoweak,claimstherespectofeverymanincivilsociety。Inthisrightwearerespectingnotsomuchwhatbelongstoanotheraswhatdoesnotbelongtoourselves。 Ingeneral,toestablishtherightofthefirstoccupieroveraplotofground,thefollowingconditionsarenecessary:first,thelandmustnotyetbeinhabited;secondly,amanmustoccupyonlytheamountheneedsforhissubsistence;and,inthethirdplace,possessionmustbetaken,notbyanemptyceremony,butbylabourandcultivation,theonlysignofproprietorshipthatshouldberespectedbyothers,indefaultofalegaltitle。 Ingrantingtherightoffirstoccupancytonecessityandlabour,arewenotreallystretchingitasfarasitcango?Isitpossibletoleavesucharightunlimited?Isittobeenoughtosetfootonaplotofcommonground,inordertobeabletocallyourselfatoncethemasterofit? Isittobeenoughthatamanhasthestrengthtoexpelothersforamoment,inordertoestablishhisrighttopreventthemfromeverreturning?Howcanamanorapeopleseizeanimmenseterritoryandkeepitfromtherestoftheworldexceptbyapunishableusurpation,sinceallothersarebeingrobbed,bysuchanact,oftheplaceofhabitationandthemeansofsubsistencewhichnaturegavethemincommon?WhenNunezBalboa,standingonthesea-shore,tookpossessionoftheSouthSeasandthewholeofSouthAmericainthenameofthecrownofCastile,wasthatenoughtodispossessalltheiractualinhabitants,andtoshutoutfromthemalltheprincesoftheworld?Onsuchashowing,theseceremoniesareidlymultiplied,andtheCatholicKingneedonlytakepossessionallatonce,fromhisapartment,ofthewholeuniverse,merelymakingasubsequentreservationaboutwhatwasalreadyinthepossessionofotherprinces。 Wecanimaginehowthelandsofindividuals,wheretheywerecontiguousandcametobeunited,becamethepublicterritory,andhowtherightofSovereignty,extendingfromthesubjectsoverthelandstheyheld,becameatoncerealandpersonal。Thepossessorswerethusmademoredependent,andtheforcesattheircommandusedtoguaranteetheirfidelity。Theadvantageofthisdoesnotseemtohavebeenfeltbyancientmonarchs,whocalledthemselvesKingsofthePersians,Scythians,orMacedonians,andseemedtoregardthemselvesmoreasrulersofmenthanasmastersofacountry。 ThoseofthepresentdaymorecleverlycallthemselvesKingsofFrance,Spain,England,etc。:thusholdingtheland,theyarequiteconfidentofholdingtheinhabitants。 Thepeculiarfactaboutthisalienationisthat,intakingoverthegoodsofindividuals,thecommunity,sofarfromdespoilingthem,onlyassuresthemlegitimatepossession,andchangesusurpationintoatruerightandenjoymentintoproprietorship。Thusthepossessors,beingregardedasdepositariesofthepublicgood,andhavingtheirrightsrespectedbyallthemembersoftheStateandmaintainedagainstforeignaggressionbyallitsforces,have,byacessionwhichbenefitsboththepublicandstillmorethemselves,acquired,sotospeak,allthattheygaveup。ThisparadoxmayeasilybeexplainedbythedistinctionbetweentherightswhichtheSovereignandtheproprietorhaveoverthesameestate,asweshallseelateron。 Itmayalsohappenthatmenbegintouniteonewithanotherbeforetheypossessanything,andthat,subsequentlyoccupyingatractofcountrywhichisenoughforall,theyenjoyitincommon,orshareitoutamongthemselves,eitherequallyoraccordingtoascalefixedbytheSovereign。Howevertheacquisitionbemade,therightwhicheachindividualhastohisownestateisalwayssubordinatetotherightwhichthecommunityhasoverall:withoutthis,therewouldbeneitherstabilityinthesocialtie,norrealforceintheexerciseofSovereignty。 Ishallendthischapterandthisbookbyremarkingonafactonwhichthewholesocialsystemshouldrest:i。e。,that,insteadofdestroyingnaturalinequality,thefundamentalcompactsubstitutes,forsuchphysicalinequalityasnaturemayhavesetupbetweenmen,anequalitythatismoralandlegitimate,andthatmen,whomaybeunequalinstrengthorintelligence,becomeeveryoneequalbyconventionandlegalright。5 1。\"Learnedinquiriesintopublicrightareoftenonlythehistoryofpastabuses;andtroublingtostudythemtoodeeplyisaprofitlessinfatuation\"(EssayontheInterestsofFranceinRelationtoitsNeighbours,bytheMarquisd’Argenson)。ThisisexactlywhatGrotiushasdone。 2。SeeashorttreatiseofPlutarch’sentitledThatAnimalsReason。 3。TheRomans,whounderstoodandrespectedtherightofwarmorethananyothernationonearth,carriedtheirscruplesonthisheadsofarthatacitizenwasnotallowedtoserveasavolunteerwithoutengaginghimselfexpresslyagainsttheenemy,andagainstsuchandsuchanenemybyname。AlegioninwhichtheyoungerCatowasseeinghisfirstserviceunderPopiliushavingbeenreconstructed,theelderCatowrotetoPopiliusthat,ifhewishedhissontocontinueservingunderhim,hemustadministertohimanewmilitaryoath,because,thefirsthavingbeenannulled,hewasnolongerabletobeararmsagainsttheenemy。 ThesameCatowrotetohissontellinghimtotakegreatcarenottogointobattlebeforetakingthisnewoath。IknowthatthesiegeofClusiumandotherisolatedeventscanbequotedagainstme;butIamcitinglawsandcustoms。TheRomansarethepeoplethatleastoftentransgresseditslaws;andnootherpeoplehashadsuchgoodones。 4。Therealmeaningofthiswordhasbeenalmostwhollylostinmoderntimes;mostpeoplemistakeatownforacity,andatownsmanforacitizen。Theydonotknowthathousesmakeatown,butcitizensacity。ThesamemistakelongagocosttheCarthaginiansdear。Ihaveneverreadofthetitleofcitizensbeinggiventothesubjectsofanyprince,noteventheancientMacedoniansortheEnglishofto-day,thoughtheyarenearerlibertythananyoneelse。TheFrenchaloneeverywherefamiliarlyadoptthenameofcitizens,because,ascanbeseenfromtheirdictionaries,theyhavenoideaofitsmeaning;otherwisetheywouldbeguiltyinusurpingit,ofthecrimeoflèse-majesté: amongthem,thenameexpressesavirtue,andnotaright。WhenBodinspokeofourcitizensandtownsmen,hefellintoabadblunderintakingtheoneclassfortheother。M。d’Alemberthasavoidedtheerror,and,inhisarticleonGeneva,hasclearlydistinguishedthefourordersofmen(orevenfive,countingmereforeigners)whodwellinourtown,ofwhichtwoonlycomposetheRepublic。NootherFrenchwriter,tomyknowledge,hasunderstoodtherealmeaningofthewordcitizen。 5。Underbadgovernments,thisequalityisonlyapparentandillusory:itservesonlyto-keepthepauperinhispovertyandtherichmaninthepositionhehasusurped。Infact,lawsarealwaysofusetothosewhopossessandharmfultothosewhohavenothing: fromwhichitfollowsthatthesocialstateisadvantageoustomenonlywhenallhavesomethingandnonetoomuch。 Rousseau:SocialContract:BookIIBOOKII1。THATSOVEREIGNTYISINALIENABLETHEfirstandmostimportantdeductionfromtheprincipleswehavesofarlaiddownisthatthegeneralwillalonecandirecttheStateaccordingtotheobjectforwhichitwasinstituted,i。e。,thecommongood:foriftheclashingofparticularinterestsmadetheestablishmentofsocietiesnecessary,theagreementoftheseveryinterestsmadeitpossible。Thecommonelementinthesedifferentinterestsiswhatformsthesocialtie;and,weretherenopointofagreementbetweenthemall,nosocietycouldexist。Itissolelyonthebasisofthiscommoninterestthateverysocietyshouldbegoverned。 IholdthenthatSovereignty,beingnothinglessthantheexerciseofthegeneralwill,canneverbealienated,andthattheSovereign,whoisnolessthanacollectivebeing,cannotberepresentedexceptbyhimself: thepowerindeedmaybetransmitted,butnotthewill。 Inreality,ifitisnotimpossibleforaparticularwilltoagreeonsomepointwiththegeneralwill,itisatleastimpossiblefortheagreementtobelastingandconstant;fortheparticularwilltends,byitsverynature,topartiality,whilethegeneralwilltendstoequality。Itisevenmoreimpossibletohaveanyguaranteeofthisagreement;forevenifitshouldalwaysexist,itwouldbetheeffectnotofart,butofchance。 TheSovereignmayindeedsay:\"Inowwillactuallywhatthismanwills,oratleastwhathesayshewills\";butitcannotsay:\"Whathewillstomorrow,Itooshallwill\"becauseitisabsurdforthewilltobinditselfforthefuture,norisitincumbentonanywilltoconsenttoanythingthatisnotforthegoodofthebeingwhowills。Ifthenthepeoplepromisessimplytoobey,bythatveryactitdissolvesitselfandloseswhatmakesitapeople;themomentamasterexists,thereisnolongeraSovereign,andfromthatmomentthebodypolitichasceasedtoexist。 Thisdoesnotmeanthatthecommandsoftherulerscannotpassforgeneralwills,solongastheSovereign,beingfreetoopposethem,offersnoopposition。 Insuchacase,universalsilenceistakentoimplytheconsentofthepeople。Thiswillbeexplainedlateron。2。THATSOVEREIGNTYISINDIVISIBLESOVEREIGNTY,forthesamereasonasmakesitinalienable,isindivisible;forwilleitheris,orisnot,general;6itisthewilleitherofthebodyofthepeople,oronlyofapartofit。Inthefirstcase,thewill,whendeclared,isanactofSovereigntyandconstituteslaw:inthesecond,itismerelyaparticularwill,oractofmagistracy?atthemostadecree。 Butourpoliticaltheorists,unabletodivideSovereigntyinprinciple,divideitaccordingtoitsobject:intoforceandwill;intolegislativepowerandexecutivepower;intorightsoftaxation,justiceandwar;intointernaladministrationandpowerofforeigntreaty。Sometimestheyconfuseallthesesections,andsometimestheydistinguishthem;theyturntheSovereignintoafantasticbeingcomposedofseveralconnectedpieces: itisasiftheyweremakingmanofseveralbodies,onewitheyes,onewitharms,anotherwithfeet,andeachwithnothingbesides。WearetoldthatthejugglersofJapandismemberachildbeforetheeyesofthespectators; thentheythrowallthemembersintotheaironeafteranother,andthechildfallsdownaliveandwhole。Theconjuringtricksofourpoliticaltheoristsareverylikethat;theyfirstdismembertheBodypoliticbyanillusionworthyofafair,andthenjoinittogetheragainweknownothow。 ThiserrorisduetoalackofexactnotionsconcerningtheSovereignauthority,andtotakingforpartsofitwhatareonlyemanationsfromit。Thus,forexample,theactsofdeclaringwarandmakingpeacehavebeenregardedasactsofSovereignty;butthisisnotthecase,astheseactsdonotconstitutelaw,butmerelytheapplicationofalaw,aparticularactwhichdecideshowthelawapplies,asweshallseeclearlywhentheideaattachedtothewordlawhasbeendefined。 Ifweexaminedtheotherdivisionsinthesamemanner,weshouldfindthat,wheneverSovereigntyseemstobedivided,thereisanillusion:therightswhicharetakenasbeingpartofSovereigntyarereallyallsubordinate,andalwaysimplysupremewillsofwhichtheyonlysanctiontheexecution。 Itwouldbeimpossibletoestimatetheobscuritythislackofexactnesshasthrownoverthedecisionsofwriterswhohavedealtwithpoliticalright,whentheyhaveusedtheprincipleslaiddownbythemtopassjudgmentontherespectiverightsofkingsandpeoples。Everyonecansee,inChaptersIIIandIVoftheFirstBookofGrotius,howthelearnedmanandhistranslator,Barbeyrac,entangleandtiethemselvesupintheirownsophistries,forfearofsayingtoolittleortoomuchofwhattheythink,andsooffendingtheintereststheyhavetoconciliate。Grotius,arefugeeinFrance,ill-contentwithhisowncountry,anddesirousofpayinghiscourttoLouisXIII,towhomhisbookisdedicated,sparesnopainstorobthepeoplesofalltheirrightsandinvestkingswiththembyeveryconceivableartifice。ThiswouldalsohavebeenmuchtothetasteofBarbeyrac,whodedicatedhistranslationtoGeorgeIofEngland。ButunfortunatelytheexpulsionofJamesII,whichhecalledhis\"abdication,\"compelledhimtouseallreserve,toshuffleandtotergiversate,inordertoavoidmakingWilliamoutausurper。Ifthesetwowritershadadoptedthetrueprinciples,alldifficultieswouldhavebeenremoved,andtheywouldhavebeenalwaysconsistent;butitwouldhavebeenasadtruthforthemtotell,andwouldhavepaidcourtforthemtonoonesavethepeople。Moreover,truthisnoroadtofortune,andthepeopledispensesneitherambassadorships,norprofessorships,norpensions。3。WHETHERTHEGENERALWILLISFALLIBLEITfollowsfromwhathasgonebeforethatthegeneralwillisalwaysrightandtendstothepublicadvantage; butitdoesnotfollowthatthedeliberationsofthepeoplearealwaysequallycorrect。Ourwillisalwaysforourowngood,butwedonotalwaysseewhatthatis;thepeopleisnevercorrupted,butitisoftendeceived,andonsuchoccasionsonlydoesitseemtowillwhatisbad。 Thereisoftenagreatdealofdifferencebetweenthewillofallandthegeneralwill;thelatterconsidersonlythecommoninterest,whiletheformertakesprivateinterestintoaccount,andisnomorethanasumofparticularwills:buttakeawayfromthesesamewillstheplusesandminusesthatcanceloneanother,7andthegeneralwillremainsasthesumofthedifferences。 If,whenthepeople,beingfurnishedwithadequateinformation,helditsdeliberations,thecitizenshadnocommunicationonewithanother,thegrandtotalofthesmalldifferenceswouldalwaysgivethegeneralwill,andthedecisionwouldalwaysbegood。Butwhenfactionsarise,andpartialassociationsareformedattheexpenseofthegreatassociation,thewillofeachoftheseassociationsbecomesgeneralinrelationtoitsmembers,whileitremainsparticularinrelationtotheState:itmaythenbesaidthattherearenolongerasmanyvotesastherearemen,butonlyasmanyasthereareassociations。Thedifferencesbecomelessnumerousandgivealessgeneralresult。Lastly,whenoneoftheseassociationsissogreatastoprevailoveralltherest,theresultisnolongerasumofsmalldifferences,butasingledifference;inthiscasethereisnolongerageneralwill,andtheopinionwhichprevailsispurelyparticular。 Itisthereforeessential,ifthegeneralwillistobeabletoexpressitself,thatthereshouldbenopartialsocietywithintheState,andthateachcitizenshouldthinkonlyhisownthoughts:8whichwasindeedthesublimeanduniquesystemestablishedbythegreatLycurgus。Butiftherearepartialsocieties,itisbesttohaveasmanyaspossibleandtopreventthemfrombeingunequal,aswasdonebySolon,NumaandServius。Theseprecautionsaretheonlyonesthatcanguaranteethatthegeneralwillshallbealwaysenlightened,andthatthepeopleshallinnowaydeceiveitself。4。THELIMITSOFTHESOVEREIGNPOWERIFtheStateisamoralpersonwhoselifeisintheunionofitsmembers,andifthemostimportantofitscaresisthecareforitsownpreservation,itmusthaveauniversalandcompellingforce,inordertomoveanddisposeeachpartasmaybemostadvantageoustothewhole。Asnaturegiveseachmanabsolutepoweroverallhismembers,thesocialcompactgivesthebodypoliticabsolutepoweroverallitsmembersalso;anditisthispowerwhich,underthedirectionofthegeneralwill,bears,asIhavesaid,thenameofSovereignty。 But,besidesthepublicperson,wehavetoconsidertheprivatepersonscomposingit,whoselifeandlibertyarenaturallyindependentofit。WeareboundthentodistinguishclearlybetweentherespectiverightsofthecitizensandtheSovereign,9andbetweenthedutiestheformerhavetofulfilassubjects,andthenaturalrightstheyshouldenjoyasmen。 Eachmanalienates,Iadmit,bythesocialcompact,onlysuchpartofhispowers,goodsandlibertyasitisimportantforthecommunitytocontrol; butitmustalsobegrantedthattheSovereignissolejudgeofwhatisimportant。 EveryserviceacitizencanrendertheStateheoughttorenderassoonastheSovereigndemandsit;buttheSovereign,foritspart,cannotimposeuponitssubjectsanyfettersthatareuselesstothecommunity,norcanitevenwishtodoso;fornomorebythelawofreasonthanbythelawofnaturecananythingoccurwithoutacause。 Theundertakingswhichbindustothesocialbodyareobligatoryonlybecausetheyaremutual;andtheirnatureissuchthatinfulfillingthemwecannotworkforotherswithoutworkingforourselves。Whyisitthatthegeneralwillisalwaysintheright,andthatallcontinuallywillthehappinessofeachone,unlessitisbecausethereisnotamanwhodoesnotthinkof\"each\"asmeaninghim,andconsiderhimselfinvotingforall?Thisprovesthatequalityofrightsandtheideaofjusticewhichsuchequalitycreatesoriginateinthepreferenceeachmangivestohimself,andaccordinglyintheverynatureofman。Itprovesthatthegeneralwill,tobereallysuch,mustbegeneralinitsobjectaswellasitsessence; thatitmustbothcomefromallandapplytoall;andthatitlosesitsnaturalrectitudewhenitisdirectedtosomeparticularanddeterminateobject,becauseinsuchacasewearejudgingofsomethingforeigntous,andhavenotrueprincipleofequitytoguideus。 Indeed,assoonasaquestionofparticularfactorrightarisesonapointnotpreviouslyregulatedbyageneralconvention,thematterbecomescontentious。Itisacaseinwhichtheindividualsconcernedareoneparty,andthepublictheother,butinwhichIcanseeneitherthelawthatoughttobefollowednorthejudgewhooughttogivethedecision。Insuchacase,itwouldbeabsurdtoproposetoreferthequestiontoanexpressdecisionofthegeneralwill,whichcanbeonlytheconclusionreachedbyoneofthepartiesandinconsequencewillbe,fortheotherparty,merelyanexternalandparticularwill,inclinedonthisoccasiontoinjusticeandsubjecttoerror。Thus,justasaparticularwillcannotstandforthegeneralwill,thegeneralwill,inturn,changesitsnature,whenitsobjectisparticular,and,asgeneral,cannotpronounceonamanorafact。 When,forinstance,thepeopleofAthensnominatedordisplaceditsrulers,decreedhonourstoone,andimposedpenaltiesonanother,and,byamultitudeofparticulardecrees,exercisedallthefunctionsofgovernmentindiscriminately,ithadinsuchcasesnolongerageneralwillinthestrictsense;itwasactingnolongerasSovereign,butasmagistrate。Thiswillseemcontrarytocurrentviews;butImustbegiventimetoexpoundmyown。 Itshouldbeseenfromtheforegoingthatwhatmakesthewillgeneralislessthenumberofvotersthanthecommoninterestunitingthem;for,underthissystem,eachnecessarilysubmitstotheconditionsheimposesonothers:andthisadmirableagreementbetweeninterestandjusticegivestothecommondeliberationsanequitablecharacterwhichatoncevanisheswhenanyparticularquestionisdiscussed,intheabsenceofacommoninteresttouniteandidentifytherulingofthejudgewiththatoftheparty。 Fromwhateversideweapproachourprinciple,wereachthesameconclusion,thatthesocialcompactsetsupamongthecitizensanequalityofsuchakind,thattheyallbindthemselvestoobservethesameconditionsandshouldthereforeallenjoythesamerights。Thus,fromtheverynatureofthecompact,everyactofSovereignty,i。e。,everyauthenticactofthegeneralwill,bindsorfavoursallthecitizensequally;sothattheSovereignrecognisesonlythebodyofthenation,anddrawsnodistinctionsbetweenthoseofwhomitismadeup。What,then,strictlyspeaking,isanactofSovereignty?Itisnotaconventionbetweenasuperiorandaninferior,butaconventionbetweenthebodyandeachofitsmembers。Itislegitimate,becausebasedonthesocialcontract,andequitable,becausecommontoall;useful,becauseitcanhavenootherobjectthanthegeneralgood,andstable,becauseguaranteedbythepublicforceandthesupremepower。Solongasthesubjectshavetosubmitonlytoconventionsofthissort,theyobeyno-onebuttheirownwill;andtoaskhowfartherespectiverightsoftheSovereignandthecitizensextend,istoaskuptowhatpointthelattercanenterintoundertakingswiththemselves,eachwithall,andallwitheach。 Wecanseefromthisthatthesovereignpower,absolute,sacredandinviolableasitis,doesnotandcannotexceedthelimitsofgeneralconventions,andthateverymanmaydisposeatwillofsuchgoodsandlibertyastheseconventionsleavehim;sothattheSovereignneverhasarighttolaymorechargesononesubjectthanonanother,because,inthatcase,thequestionbecomesparticular,andceasestobewithinitscompetency。 Whenthesedistinctionshaveoncebeenadmitted,itisseentobesountruethatthereis,inthesocialcontract,anyrealrenunciationonthepartoftheindividuals,thatthepositioninwhichtheyfindthemselvesasaresultofthecontractisreallypreferabletothatinwhichtheywerebefore。Insteadofarenunciation,theyhavemadeanadvantageousexchange:insteadofanuncertainandprecariouswayoflivingtheyhavegotonethatisbetterandmoresecure;insteadofnaturalindependencetheyhavegotliberty,insteadofthepowertoharmotherssecurityforthemselves,andinsteadoftheirstrength,whichothersmightovercome,arightwhichsocialunionmakesinvincible。Theirverylife,whichtheyhavedevotedtotheState,isbyitconstantlyprotected;andwhentheyriskitintheState’sdefence,whatmorearetheydoingthangivingbackwhattheyhavereceivedfromit?Whataretheydoingthattheywouldnotdomoreoftenandwithgreaterdangerinthestateofnature,inwhichtheywouldinevitablyhavetofightbattlesattheperiloftheirlivesindefenceofthatwhichisthemeansoftheirpreservation?Allhaveindeedtofightwhentheircountryneedsthem;butthennoonehasevertofightforhimself。Dowenotgainsomethingbyrunning,onbehalfofwhatgivesusoursecurity,onlysomeoftherisksweshouldhavetorunforourselves,assoonaswelostit?5。THERIGHTOFLIFEANDDEATHTHEquestionisoftenaskedhowindividuals,havingnorighttodisposeoftheirownlives,cantransfertotheSovereignarightwhichtheydonotpossess。Thedifficultyofansweringthisquestionseemstometolieinitsbeingwronglystated。Everymanhasarighttoriskhisownlifeinordertopreserveit。Hasiteverbeensaidthatamanwhothrowshimselfoutofthewindowtoescapefromafireisguiltyofsuicide?Hassuchacrimeeverbeenlaidtothechargeofhimwhoperishesinastormbecause,whenhewentonboard,heknewofthedanger? Thesocialtreatyhasforitsendthepreservationofthecontractingparties。Hewhowillstheendwillsthemeansalso,andthemeansmustinvolvesomerisks,andevensomelosses。Hewhowishestopreservehislifeatothers’expenseshouldalso,whenitisnecessary,bereadytogiveitupfortheirsake。Furthermore,thecitizenisnolongerthejudgeofthedangerstowhichthelaw-desireshimtoexposehimself;andwhentheprincesaystohim:\"ItisexpedientfortheStatethatyoushoulddie,\"heoughttodie,becauseitisonlyonthatconditionthathehasbeenlivinginsecurityuptothepresent,andbecausehislifeisnolongeramerebountyofnature,butagiftmadeconditionallybytheState。 Thedeath-penaltyinflicteduponcriminalsmaybelookedoninmuchthesamelight:itisinorderthatwemaynotfallvictimstoanassassinthatweconsenttodieifweourselvesturnassassins。Inthistreaty,sofarfromdisposingofourownlives,wethinkonlyofsecuringthem,anditisnottobeassumedthatanyofthepartiesthenexpectstogethanged。 Again,everymalefactor,byattackingsocialrights,becomesonforfeitarebelandatraitortohiscountry;byviolatingitslawsbeceasestobeamemberofit;heevenmakeswaruponit。InsuchacasethepreservationoftheStateisinconsistentwithhisown,andoneortheothermustperish; inputtingtheguiltytodeath,weslaynotsomuchthecitizenasanenemy。 Thetrialandthejudgmentaretheproofsthathehasbrokenthesocialtreaty,andisinconsequencenolongeramemberoftheState。Since,then,hehasrecognisedhimselftobesuchbylivingthere,hemustberemovedbyexileasaviolatorofthecompact,orbydeathasapublicenemy;forsuchanenemyisnotamoralperson,butmerelyaman;andinsuchacasetherightofwaristokillthevanquished。 But,itwillbesaid,thecondemnationofacriminalisaparticularact。Iadmitit:butsuchcondemnationisnotafunctionoftheSovereign; itisarighttheSovereigncanconferwithoutbeingableitselftoexertit。Allmyideasareconsistent,butIcannotexpoundthemallatonce。 Wemayaddthatfrequentpunishmentsarealwaysasignofweaknessorremissnessonthepartofthegovernment。Thereisnotasingleill-doerwhocouldnotbeturnedtosomegood。TheStatehasnorighttoputtodeath,evenforthesakeofmakinganexample,anyonewhomitcanleavealivewithoutdanger。 Therightofpardoningorexemptingtheguiltyfromapenaltyimposedbythelawandpronouncedbythejudgebelongsonlytotheauthoritywhichissuperiortobothjudgeandlaw,i。e。,theSovereign;eachitsrightinthismatterisfarfromclear,andthecasesforexercisingitareextremelyrare。Inawell-governedState,therearefewpunishments,notbecausetherearemanypardons,butbecausecriminalsarerare;itiswhenaStateisindecaythatthemultitudeofcrimesisaguaranteeofimpunity。UndertheRomanRepublic,neithertheSenatenortheConsulseverattemptedtopardon;eventhepeopleneverdidso,thoughitsometimesrevokeditsowndecision。Frequentpardonsmeanthatcrimewillsoonneedthemnolonger,andnoonecanhelpseeingwhitherthatleads。ButIfeelmyheartprotestingandrestrainingmypen;letusleavethesequestionstothejustmanwhohasneveroffended,andwouldhimselfstandinnoneedofpardon。6。LAWBYthesocialcompactwehavegiventhebodypoliticexistenceandlife;wehavenowbylegislationtogiveitmovementandwill。Fortheoriginalactbywhichthebodyisformedandunitedstillinnorespectdetermineswhatitoughttodoforitspreservation。 Whatiswellandinconformitywithorderissobythenatureofthingsandindependentlyofhumanconventions。AlljusticecomesfromGod,whoisitssolesource;butifweknewhowtoreceivesohighaninspiration,weshouldneedneithergovernmentnorlaws。Doubtless,thereisauniversaljusticeemanatingfromreasonalone;butthisjustice,tobeadmittedamongus,mustbemutual。Humanlyspeaking,indefaultofnaturalsanctions,thelawsofjusticeareineffectiveamongmen:theymerelymakeforthegoodofthewickedandtheundoingofthejust,whenthejustmanobservesthemtowardseverybodyandnobodyobservesthemtowardshim。Conventionsandlawsarethereforeneededtojoinrightstodutiesandreferjusticetoitsobject。Inthestateofnature,whereeverythingiscommon,IowenothingtohimwhomIhavepromisednothing;Irecogniseasbelongingtoothersonlywhatisofnousetome。Inthestateofsocietyallrightsarefixedbylaw,andthecasebecomesdifferent。 Butwhat,afterall,isalaw?Aslongasweremainsatisfiedwithattachingpurelymetaphysicalideastotheword,weshallgoonarguingwithoutarrivingatanunderstanding;andwhenwehavedefinedalawofnature,weshallbenonearerthedefinitionofalawoftheState。 Ihavealreadysaidthattherecanbenogeneralwilldirectedtoaparticularobject。SuchanobjectmustbeeitherwithinoroutsidetheState。Ifoutside,awillwhichisalientoitcannotbe,inrelationtoit,general;ifwithin,itispartoftheState,andinthatcasetherearisesarelationbetweenwholeandpartwhichmakesthemtwoseparatebeings,ofwhichthepartisone,andthewholeminustheparttheother。 Butthewholeminusapartcannotbethewhole;andwhilethisrelationpersists,therecanbenowhole,butonlytwounequalparts;anditfollowsthatthewillofoneisnolongerinanyrespectgeneralinrelationtotheother。 Butwhenthewholepeopledecreesforthewholepeople,itisconsideringonlyitself;andifarelationisthenformed,itisbetweentwoaspectsoftheentireobject,withouttherebeinganydivisionofthewhole。Inthatcasethematteraboutwhichthedecreeismadeis,likethedecreeingwill,general。ThisactiswhatIcallalaw。 WhenIsaythattheobjectoflawsisalwaysgeneral,Imeanthatlawconsiderssubjectsenmasseandactionsintheabstract,andneveraparticularpersonoraction。Thusthelawmayindeeddecreethatthereshallbeprivileges,butcannotconferthemonanybodybyname。Itmaysetupseveralclassesofcitizens,andevenlaydownthequalificationsformembershipoftheseclasses,butitcannotnominatesuchandsuchpersonsasbelongingtothem;itmayestablishamonarchicalgovernmentandhereditarysuccession,butitcannotchooseaking,ornominatearoyalfamily。Inaword,nofunctionwhichhasaparticularobjectbelongstothelegislativepower。 Onthisview,weatonceseethatitcannolongerbeaskedwhosebusinessitistomakelaws,sincetheyareactsofthegeneralwill;norwhethertheprinceisabovethelaw,sinceheisamemberoftheState;norwhetherthelawcanbeunjust,sincenooneisunjusttohimself;norhowwecanbebothfreeandsubjecttothelaws,sincetheyarebutregistersofourwills。 Weseefurtherthat,asthelawunitesuniversalityofwillwithuniversalityofobject,whataman,whoeverhebe,commandsofhisownmotioncannotbealaw;andevenwhattheSovereigncommandswithregardtoaparticularmatterisnonearerbeingalaw,butisadecree,anact,notofsovereignty,butofmagistracy。 Ithereforegivethename\"Republic\"toeveryStatethatisgovernedbylaws,nomatterwhattheformofitsadministrationmaybe:foronlyinsuchacasedoesthepublicinterestgovern,andtherespublicarankasareality。Everylegitimategovernmentisrepublican;10whatgovernmentisIwillexplainlateron。 Lawsare,properlyspeaking,onlytheconditionsofcivilassociation。 Thepeople,beingsubjecttothelaws,oughttobetheirauthor:theconditionsofthesocietyoughttoberegulatedsolelybythosewhocometogethertoformit。Buthowaretheytoregulatethem?Isittobebycommonagreement,byasuddeninspiration?Hasthebodypoliticanorgantodeclareitswill? Whocangiveittheforesighttoformulateandannounceitsactsinadvance? Orhowisittoannouncetheminthehourofneed?Howcanablindmultitude,whichoftendoesnotknowwhatitwills,becauseitrarelyknowswhatisgoodforit,carryoutforitselfsogreatanddifficultanenterpriseasasystemoflegislation?Ofitselfthepeoplewillsalwaysthegood,butofitselfitbynomeansalwaysseesit。Thegeneralwillisalwaysintheright,butthejudgmentwhichguidesitisnotalwaysenlightened。 Itmustbegottoseeobjectsastheyare,andsometimesastheyoughttoappeartoit;itmustbeshownthegoodroaditisinsearchof,securedfromtheseductiveinfluencesofindividualwills,taughttoseetimesandspacesasaseries,andmadetoweightheattractionsofpresentandsensibleadvantagesagainstthedangerofdistantandhiddenevils。Theindividualsseethegoodtheyreject;thepublicwillsthegooditdoesnotsee。Allstandequallyinneedofguidance。Theformermustbecompelledtobringtheirwillsintoconformitywiththeirreason;thelattermustbetaughttoknowwhatitwills。Ifthatisdone,publicenlightenmentleadstotheunionofunderstandingandwillinthesocialbody:thepartsaremadetoworkexactlytogether,andthewholeisraisedtoitshighestpower。Thismakesalegislatornecessary。7。THELEGISLATORINordertodiscovertherulesofsocietybestsuitedtonations,asuperiorintelligencebeholdingallthepassionsofmenwithoutexperiencinganyofthemwouldbeneeded。Thisintelligencewouldhavetobewhollyunrelatedtoournature,whileknowingitthroughandthrough;itshappinesswouldhavetobeindependentofus,andyetreadytooccupyitselfwithours;andlastly,itwouldhave,inthemarchoftime,tolookforwardtoadistantglory,and,workinginonecentury,tobeabletoenjoyinthenext。11Itwouldtakegodstogivemenlaws。 WhatCaligulaarguedfromthefacts,Plato,inthedialoguecalledthePoliticus,arguedindefiningthecivilorkinglyman,onthebasisofright。Butifgreatprincesarerare,howmuchmoresoaregreatlegislators? Theformerhaveonlytofollowthepatternwhichthelatterhavetolaydown。Thelegislatoristheengineerwhoinventsthemachine,theprincemerelythemechanicwhosetsitupandmakesitgo。\"Atthebirthofsocieties,\" saysMontesquieu,\"therulersofRepublicsestablishinstitutions,andafterwardstheinstitutionsmouldtherulers。\"12 Hewhodarestoundertakethemakingofapeople’sinstitutionsoughttofeelhimselfcapable,sotospeak,ofchanginghumannature,oftransformingeachindividual,whoisbyhimselfacompleteandsolitarywhole,intopartofagreaterwholefromwhichheinamannerreceiveshislifeandbeing;ofalteringman’sconstitutionforthepurposeofstrengtheningit;andofsubstitutingapartialandmoralexistenceforthephysicalandindependentexistencenaturehasconferredonusall。Hemust,inaword,takeawayfrommanhisownresourcesandgivehiminsteadnewonesalientohim,andincapableofbeingmadeuseofwithoutthehelpofothermen。Themorecompletelythesenaturalresourcesareannihilated,thegreaterandthemorelastingarethosewhichheacquires,andthemorestableandperfectthenewinstitutions;sothatifeachcitizenisnothingandcandonothingwithouttherest,andtheresourcesacquiredbythewholeareequalorsuperiortotheaggregateoftheresourcesofalltheindividuals,itmaybesaidthatlegislationisatthehighestpossiblepointofperfection。 ThelegislatoroccupiesineveryrespectanextraordinarypositionintheState。Ifheshoulddosobyreasonofhisgenius,hedoessonolessbyreasonofhisoffice,whichisneithermagistracy,norSovereignty。 Thisoffice,whichsetsuptheRepublic,nowhereentersintoitsconstitution; itisanindividualandsuperiorfunction,whichhasnothingincommonwithhumanempire;forifhewhoholdscommandovermenoughtnottohavecommandoverthelaws,hewhohascommandoverthelawsoughtnotanymoretohaveitovermen;orelsehislawswouldbetheministersofhispassionsandwouldoftenmerelyservetoperpetuatehisinjustices:hisprivateaimswouldinevitablymarthesanctityofhiswork。 WhenLycurgusgavelawstohiscountry,hebeganbyresigningthethrone。 ItwasthecustomofmostGreektownstoentrusttheestablishmentoftheirlawstoforeigners。TheRepublicsofmodernItalyinmanycasesfollowedthisexample;Genevadidthesameandprofitedbyit。13Rome,whenitwasmostprosperous,sufferedarevivalofallthecrimesoftyranny,andwasbroughttothevergeofdestruction,becauseitputthelegislativeauthorityandthesovereignpowerintothesamehands。 Nevertheless,thedecemvirsthemselvesneverclaimedtherighttopassanylawmerelyontheirownauthority。\"Nothingweproposetoyou,\"theysaidtothepeople,\"canpassintolawwithoutyourconsent。Romans,beyourselvestheauthorsofthelawswhicharetomakeyouhappy。\" He,therefore,whodrawsupthelawshas,orshouldhave,norightoflegislation,andthepeoplecannot,evenifitwishes,depriveitselfofthisincommunicableright,because,accordingtothefundamentalcompact,onlythegeneralwillcanbindtheindividuals,andtherecanbenoassurancethataparticularwillisinconformitywiththegeneralwill,untilithasbeenputtothefreevoteofthepeople。ThisIhavesaidalready; butitisworthwhiletorepeatit。 Thusinthetaskoflegislationwefindtogethertwothingswhichappeartobeincompatible:anenterprisetoodifficultforhumanpowers,and,foritsexecution,anauthoritythatisnoauthority。 Thereisafurtherdifficultythatdeservesattention。Wisemen,iftheytrytospeaktheirlanguagetothecommonherdinsteadofitsown,cannotpossiblymakethemselvesunderstood。Thereareathousandkindsofideaswhichitisimpossibletotranslateintopopularlanguage。Conceptionsthataretoogeneralandobjectsthataretooremoteareequallyoutofitsrange:eachindividual,havingnotasteforanyotherplanofgovernmentthanthatwhichsuitshisparticularinterest,findsitdifficulttorealisetheadvantageshemighthopetodrawfromthecontinualprivationsgoodlawsimpose。Forayoungpeopletobeabletorelishsoundprinciplesofpoliticaltheoryandfollowthefundamentalrulesofstatecraft,theeffectwouldhavetobecomethecause;thesocialspirit,whichshouldbecreatedbytheseinstitutions,wouldhavetopresideovertheirveryfoundation; andmenwouldhavetobebeforelawwhattheyshouldbecomebymeansoflaw。Thelegislatortherefore,beingunabletoappealtoeitherforceorreason,musthaverecoursetoanauthorityofadifferentorder,capableofconstrainingwithoutviolenceandpersuadingwithoutconvincing。 Thisiswhathas,inallages,compelledthefathersofnationstohaverecoursetodivineinterventionandcreditthegodswiththeirownwisdom,inorderthatthepeoples,submittingtothelawsoftheStateastothoseofnature,andrecognisingthesamepowerintheformationofthecityasinthatofman,mightobeyfreely,andbearwithdocilitytheyokeofthepublichappiness。 Thissublimereason,farabovetherangeofthecommonherd,isthatwhosedecisionsthelegislatorputsintothemouthoftheimmortals,inordertoconstrainbydivineauthoritythosewhomhumanprudencecouldnotmove。14Butitisnotanybodywhocanmakethegodsspeak,orgethimselfbelievedwhenheproclaimshimselftheirinterpreter。Thegreatsoulofthelegislatoristheonlymiraclethatcanprovehismission。Anymanmaygravetabletsofstone,orbuyanoracle,orfeignsecretintercoursewithsomedivinity,ortrainabirdtowhisperinhisear,orfindothervulgarwaysofimposingonthepeople。