第45章

类别:其他 作者:Henry Sidgwick字数:5531更新时间:18/12/26 16:30:38
Andifwesaythattheheinousnessofthecrimedependsonthelossofhappinessthatwouldgenerallybecausedbysuchactsiftheywereallowedtogounpunished,andthatwemustsupposethecriminaltobeawareofthis;weseemtobeendeavouringtoforceautilitariantheoryintoanintuitionalformbymeansofalegalfiction。 Wehavehithertospokenofintentionalwrong-doing: butpositivelawawardspunishmentalsoforharmthatisduetorashnessornegligence;andthejustificationofthisinvolvesusinfurtherdifficulties。 Somejuristsseemtoregardrashnessandnegligenceaspositivestatesofmind,inwhichtheagentconsciouslyrefusestheattentionorreflectionwhichheknowsheoughttogive;andnodoubtthissortofwilfulrecklessnessdoessometimesoccur,andseemsasproperlypunishableasiftheresultingharmhadbeenpositivelyintended。Butthelawasactuallyadministereddoesnotrequireevidencethatthiswastheagent’sstateofmind(whichindeedinmostcasesitwouldbeimpossibletogive):butiscontentwithproofthattheharmmighthavebeenpreventedbysuchcareasanaveragemanwouldhaveshownunderthecircumstances。Andmostcommonlyby`carelessness’ wesimplymeanapurelynegativepsychologicalfact,i。e。thattheagentdidnotperformcertainprocessesofobservationorreflection;itisthereforeatthetimestrictlyinvoluntary,andsoscarcelyseemstoinvolveill-desert。Itmaybesaidperhapsthatthoughthepresentcarelessnessisnotblameworthy,thepastneglecttocultivatehabitsofcareisso。 Butinmanyindividualinstanceswecannotreasonablyinfereventhispastneglect;andinsuchcasestheutilitariantheoryofpunishment,whichregardsitasameansofpreventingsimilarharmfulactsinthefuture,seemsaloneapplicable。Similardifficultiesarise,aswasbeforehinted(p。282),indeterminingthelimitswithinwhichReparationisdue;thatis,ontheviewthatitisnotincumbentonustomakecompensationforallharmcausedbyourmuscularactions,butonlyforharmwhich-ifnotintentional-wasduetoourrashnessornegligence。 TheresultsofthisexaminationofJusticemaybesummedupasfollows。TheprominentelementinJusticeasordinarilyconceivedisakindofEquality:thatis,Impartialityintheobservanceorenforcementofcertaingeneralrulesallottinggoodoreviltoindividuals。Butwhenwehaveclearlydistinguishedthiselement,weseethatthedefinitionofthevirtuerequiredforpracticalguidanceisleftobviouslyincomplete。Inquiringfurtherfortherightgeneralprinciplesofdistribution,wefindthatourcommonnotionofJusticeincludes——besidestheprincipleofReparationforinjury——twoquitedistinctanddivergentelements。Theone,whichwemaycallConservativeJustice,isrealised(1)intheobservanceofLawandContractsanddefiniteunderstandings,andintheenforcementofsuchpenaltiesfortheviolationoftheseashavebeenlegallydeterminedandannounced;and(2)inthefulfilmentofnaturalandnormalexpectations。Thislatterobligation,however,isofasomewhatindefinitekind。Buttheotherelement,whichwehavecalledIdealJustice,isstillmoredifficulttodefine;forthereseemtobetwoquitedistinctconceptionsofit,embodiedrespectivelyinwhatwehavecalledtheIndividualisticandtheSocialisticIdealsofapoliticalcommunity。ThefirstofthesetakestherealisationofFreedomastheultimateendandstandardofrightsocialrelations:butonexaminingitcloserwefindthatthenotionofFreedomwillnotgiveapracticablebasisforsocialconstructionwithoutcertainarbitrarydefinitionsandlimitations: andevenifweadmitthese,stillasocietyinwhichFreedomisrealisedasfarasisfeasibledoesnotcompletelysuitoursenseofJustice。Primafacie,thisismoresatisfiedbytheSocialisticIdealofDistribution,foundedontheprincipleofrequitingDesert:butwhenwetrytomakethisprincipleprecise,wefindourselvesagaininvolvedingravedifficulties; andsimilarperplexitiesbesettheworkingoutofrulesofCriminalJusticeonthesameprinciple。 InthediscussionofJusticethemoralobligationsofobediencetoLawandobservanceofContracthavebeenincluded,andhave,indeed,appearedtobethemostdefinitepartofthecomplexsystemofprivatedutiescommonlyincludedunderthatterm。Atthesametime,aswehaveseen,therearesomelaws,theviolationofwhichdoesnotinterferewiththerightsofothers,andthereforehasnotthecharacteristicsofanactofInjustice。Whileagain,thedutyofFidelitytopromisesisalsocommonlyconceivedasindependentofanyinjurythatmightbedonetothepromiseebybreakingit:for(e。g。)menordinarilyjudgethatpromisestothedead,thoughtheyarebeyondthereachofinjury,oughttobekept: indeed,somewouldregardthemasevenmoresacredthanpromisesmadetotheliving。Itseemsthereforedesirabletoexaminethepropositions`thatLawoughttobeobeyed’and`thatpromisesoughttobekept’,consideredasindependentprinciples。 Tobeginwiththeformer:howarewetoascertainwhattheLawiswhich,asiscommonlythought,wearemorallyboundtoobey,assuch?ItisplainthatwecannotheredistinguishLegalfromotherrulesbyconsideringthesanctionsactuallyattachedtothem,aswehadoccasiontodoinapreviouschapter。Forcommandsissuedbyrebelsandusurpersareheldtohaveassuchnogeneralbindingness,thoughtheymaybeenforcedbyjudicialpenalties;itwouldbegenerallyagreedthatsofarasitisourdutytoobeysuchcommandsthisissolelyinordertoavoidthegreaterevilswhichmightresulttoourselvesandothersfromourdisobedience;andthattheextentofsuchadutymustbedeterminedbyconsiderationsofexpediency。Nor,again,canwesaythatallcommandsevenofalegitimatesovereignaretoberegardedasLawsinthesenseinwhichthetermmustbetakeninthepropositionthat`lawsoughttobeobeyed’:sinceweallrecognisethatarightfulsovereignmaycommandhissubjectstodowhatiswrong,andthatitisthentheirdutytodisobeyhim。ItseemsthereforethatforourpresentpurposewemustdefineLawstobeRulesofConductlaiddownbyaRightfulAuthority,commandingwithinthelimitsofitsauthority。 Therearethereforetwoquestionstobesettled,ifthepropositionthatlawsoughttobeobeyedistofurnishpracticalguidance:(1)howwearetodistinguishtheRightfulLawmaker——whetherindividualorbody,and(2)howwearetoascertainthelimitsofthislawmaker’sauthority。Thequestionsshouldbedistinguished;but,asweshallsee,theycanonlybepartiallyseparated。Beginningwiththefirstquestion,wemayassumethattheauthoritytomakelawsresidesinsomelivingmanormen。Nodoubtinsomesocieties,atsomestagesoftheirdevelopment,thewholeorapartofthecodeoflawshabituallyobserved,oratleastrecognisedasbinding,hasbeenbelievedtobeofdivineorsemi-divineinstitution;orperhapsfrommereantiquitytopossessasanctitysuperiortothatofanylivingauthority,soastobenotlegitimatelyalterable。ButwehardlyfindthisviewintheCommonSenseofcivilisedEurope,uponwhichwearenowreflecting:atanyrateinoursocietiesthereisnotthoughttobeanyportionofthedefiniteprescriptionsofpositivelawwhich,invirtueofitsorigin,isbeyondthereachofalterationbyanylivingauthority。 Wherethenisthisauthoritytobefound? Intheanswerscommonlygiventothisquestion,theconflictbetweentheIdealandtheTraditionalorCustomary,whichhasperplexedusinseekingthedefinitionofJustice,meetsusagaininanevenmorecomplicatedform。Fornotonlydosomesaythatobedienceisalwaysduetothetraditionallylegitimateauthorityinanycountry,whileothersmaintainthatanauthorityconstitutedinaccordancewithcertainabstractprinciplesisessentiallylegitimate,andthatanationhasarighttoclaimthatsuchanauthorityshallbeestablished,evenattheriskofcivilstrifeandbloodshed:butoften,too,theauthorityactuallyestablishedisnoteventraditionallylegitimate。Sothatwehave,todistinguishthreeclaimstoauthority,eachofwhichmaycomeintoconflictwitheitheroftheothertwo:(1)thatoftheGovernmentheldtobeideallyorabstractlyright,andsuchasoughttobeestablished:(2)thatoftheGovernmentdejure,accordingtotheconstitutionaltraditionsinanygivencountry:and(3)thatofthedefactoGovernment。 LetusbeginbyconsideringtheIdeal。HereIdonotproposetoconsiderallviewsastotherightconstitutionofsupremeauthoritywhichspeculativethinkershaveputforward;butonlysuchashaveaprimafacieclaimtoexpresstheCommonSenseofmankindonthesubject。Ofthesethemostimportant,andthemostwidelyurgedandadmitted,istheprinciplethattheSovereigninanycommunitycanonlyberightlyconstitutedbytheConsentoftheSubjects。This,aswasnoticedintheprecedingchapter,isinvolvedintheadoptionofFreedomastheultimateendofpoliticalorder:ifnooneoriginallyowesanythingtoanotherexceptnoninterference,heclearlyoughtonlytobeplacedintherelationofSubjecttoSovereignbyhisownconsent。Andthus,inordertoreconciletheoriginalrightofFreedomwiththeactualdutyofLaw-observance,somesuppositionofasocialcompactappearsnecessary;bymeansofwhichObediencetoLawbecomesmerelyaspecialapplicationofthedutyofkeepingcompacts。 Inwhatway,then,arethetermsofthisfundamentalcompacttobeknown?Noonenowmaintainstheoldviewthatthetransitionfromthe`natural’tothe`political’stateactuallytookplacebymeansofan``originalcontract’’,whichconferredindeliblelegitimacyonsomeparticularformofsocialorganisation。Shallwesay,then,thatamanbyremainingamemberofacommunityentersintoa`tacitundertaking’ toobeythelawsandothercommandsimposedbytheauthoritygenerallyrecognisedaslawfulinthatcommunity?InthiswayhowevertheIdeallapsesintotheCustomary:andthemostunlimiteddespotism,ifestablishedandtraditional,mightclaimtorestonfreeconsentaswellasanyotherformofgovernment:sothattheprincipleofabstractFreedomwouldleadtothejustificationofthemostunqualifiedconcretetyrannyandservitude; andthusourtheorywouldendbyrivetingmen’schainsunderpretenceofexaltingtheirfreedom。Iftoavoidthisresult,wesupposethatcertain`NaturalRights’areinalienable——ortacitlyreservedinthetacitcompactandthatlawsarenotstrictlylegitimatewhichdepriveamanofthese,weareagainmetbythedifficultyofdeducingtheseinalienablerightsfromanyclearandgenerallyacceptedprinciples。Forinstance,aswehaveseen,awidelyacceptedopinionisthatallsuchrightsmaybesummedupinthenotionofFreedom;butwehavealsoseenthatthisprincipleisambiguous,andespeciallythattherightofprivatepropertyascommonlyrecognisedcannotbeclearlydeducedfromit;andifsoitwouldcertainlybemostparadoxicaltomaintainthatnogovernmentcanlegitimatelyclaimobedienceforanycommandsexceptsuchascarryouttheprincipleofprotectingfrominterferencetheFreedomoftheindividualsgoverned。Ithasbeenthoughtthatwecanavoidthisdifficultybyconstitutingthesupremeorganofgovernmentsothatanylawlaiddownbyitwillalwaysbealawtowhicheverypersoncalledontoobeyitwillhaveconsentedpersonallyorbyhisrepresentatives:andthatagovernmentsoconstituted,inwhich——toadoptRousseau’sphrase——everyone``obeyshimselfalone’’,willcompletelyreconcilefreedomandorder。Buthowisthisresulttobeattained?Rousseauheldthatitcouldbeattainedbypuredirectdemocracy,eachindividualsubordinatinghisprivatewilltothe``generalwill’’ofthesovereignpeopleofwhichallareequallymembers。Butthis``generalwill’’mustbepracticallythewillofthemajority:anditisparadoxicaltoaffirmthatthefreedomandnaturalrightsofadissentientminorityareeffectivelyprotectedbyestablishingtheconditionthattheoppressorsmustexceedtheoppressedinnumber。Again,iftheprinciplebeabsoluteitoughttoapplytoallhumanbeingsalike:andiftoavoidthisabsurdityweexcludechildren,anarbitrarylinehastobedrawn:andtheexclusionofwomen,whicheventhosewhoregardthesuffrageasanaturalrightareoftendisposedtomaintain,seemsaltogetherindefensible。Andtosuppose——assomehavedone——thattheidealof``obeyingoneselfalone’’canbeevenapproximatelyrealisedbyRepresentativeDemocracy,isevenmorepatentlyabsurd。ForaRepresentativeassemblyisnormallychosenonlybyapartofthenation,andeachlawisapprovedonlybyapartoftheassembly:anditwouldberidiculoustosaythatamanhasassentedtoalawpassedbyameremajorityofanassemblyagainstonememberofwhichhehasvoted。